XML Schema "fpml-reg-reporting-shared-5-13.xsd"
Target Namespace:
http://www.fpml.org/FpML-5/transparency
Version:
$Revision: 7629 $
Defined Components:
elements (2 global + 26 local), complexTypes (9), element groups (1)
Default Namespace-Qualified Form:
Local Elements: qualified; Local Attributes: unqualified
Schema Location:
c:\init\trunk\xml\transparency\fpml-reg-reporting-shared-5-13.xsd; see XML source
Includes Schemas (1):
fpml-msg-5-13.xsd [src]
Included in Schemas (2):
fpml-recordkeeping-processes-5-13.xsd [src], fpml-recordkeeping-processes-5-13.xsd [src]
All Element Summary
counterPartyReference
A reference to the reporting party.
Type:
PartyReference
Content:
empty, 1 attribute
Defined:
locally within ReportingAndCounterParty.model group; see XML source
disseminationId (in publicDissemination)
Specifies the disseminationId used for public reporting.
Type:
DisseminationId
Content:
simple, 2 attributes
Defined:
locally within PublicDissemination complexType; see XML source
header (in regulatoryReportingStatus)
Standard FpML message header
Type:
ResponseMessageHeader
Content:
complex, 10 elements
Defined:
locally within RegulatoryReportingStatusMessage complexType; see XML source
onBehalfOf (in requestRegulatoryReportingStatus)
Indicates which party (or parties) (and accounts) a trade or event is being processed for.
Type:
OnBehalfOf
Content:
complex, 2 elements
Defined:
locally within RequestRegulatoryReportingStatusMessage complexType; see XML source
party (in regulatoryReportingStatus)
Reference information about parties, business units, and persons involed in the trade.
Type:
Party
Content:
complex, 1 attribute, 13 elements
Defined:
locally within RegulatoryReportingStatusMessage complexType; see XML source
party (in requestRegulatoryReportingStatus)
The supporting party definitions.
Type:
Party
Content:
complex, 1 attribute, 13 elements
Defined:
locally within RequestRegulatoryReportingStatusMessage complexType; see XML source
primaryAssetClass (in requestRegulatoryReportingStatus)
The asset class of the underlying product.
Type:
AssetClass
Content:
simple, 1 attribute
Defined:
locally within RequestRegulatoryReportingStatusMessage complexType; see XML source
projectedTime
The date and time the public report is projected to be disseminated.
Type:
xsd:dateTime
Content:
simple
Defined:
locally within PublicDissemination complexType; see XML source
publicationTime
The date and time the public report was disseminated.
Type:
xsd:dateTime
Content:
simple
Defined:
locally within PublicDissemination complexType; see XML source
publicDissemination
Describes the extent to which this trade is being reported to the regime (e.g.
Type:
PublicDissemination
Content:
complex, 4 elements
Defined:
locally within ReportingStatus complexType; see XML source
reason (defined in ReportingStatus complexType)
Used to describe and validation errors or warnings associated with the message for the regime.
Type:
Reason
Content:
complex, 5 elements
Defined:
locally within ReportingStatus complexType; see XML source
regimeName
Identifies the reporting regime under which this data is reported.
Type:
ReportingRegimeName
Content:
simple, 1 attribute
Defined:
locally within ReportingStatus complexType; see XML source
regulation (defined in ReportingStatus complexType)
Identifies the reporting regime under which this data is reported.
Type:
RegulationName
Content:
simple, 1 attribute
Defined:
locally within ReportingStatus complexType; see XML source
regulation (in regulatorApplicability)
Type:
RegulationName
Content:
simple, 1 attribute
Defined:
locally within RegulatorApplicability complexType; see XML source
regulatorApplicability
Type:
RegulatorApplicability
Content:
complex, 4 elements
Defined:
locally within ApplicableRegulations complexType; see XML source
regulatoryReportingStatus
Used to report the status of reporting on a trade to any regulators.
Type:
RegulatoryReportingStatusMessage
Content:
complex, 3 attributes, 4 elements
Defined:
globally; see XML source
Used:
never
relatedParty (in requestRegulatoryReportingStatus)
Type:
RelatedParty
Content:
complex, 3 elements
Defined:
locally within RequestRegulatoryReportingStatusMessage complexType; see XML source
reportingPartyReference
A reference to the reporting party.
Type:
PartyReference
Content:
empty, 1 attribute
Defined:
locally within ReportingAndCounterParty.model group; see XML source
reportingPurpose (defined in ReportingStatus complexType)
The reason this message is being sent, for example Snapshot, PET, Confirmation, RealTimePublic.
Type:
ReportingPurpose
Content:
simple, 1 attribute
Defined:
locally within ReportingStatus complexType; see XML source
reportingRole (defined in ReportingStatus complexType)
>Identifies the role of this party in reporting this trade for this regulator; roles could include ReportingParty and Voluntary reporting.
Type:
ReportingRole
Content:
simple, 2 attributes
Defined:
locally within ReportingStatus complexType; see XML source
reportingStatus (in regulatoryReportingStatus)
Information about how the position is being reported to regulators.
Type:
ReportingStatus
Content:
complex, 8 elements
Defined:
locally within RegulatoryReportingStatusMessage complexType; see XML source
requestRegulatoryReportingStatus
Used to request the status of reporting on a trade to any regulators.
Type:
RequestRegulatoryReportingStatusMessage
Content:
complex, 3 attributes, 6 elements
Defined:
globally; see XML source
Used:
never
status (defined in ReportingStatus complexType)
Describes the extent to which this trade is being reported to the regime (e.g.
Type:
RegulatorReportingStatusCode
Content:
simple, 1 attribute
Defined:
locally within ReportingStatus complexType; see XML source
supervisoryBody (defined in ReportingStatus complexType)
Identifies the specific regulator or other supervisory body for which this data is produced.
Type:
SupervisoryBody
Content:
simple, 1 attribute
Defined:
locally within ReportingStatus complexType; see XML source
supervisoryBody (in regulatorApplicability)
Type:
xsd:token
Content:
simple
Defined:
locally within RegulatorApplicability complexType; see XML source
tradeIdentifier (in regulatoryReportingStatus)
identifies the affected trade
Type:
PartyTradeIdentifier
Content:
complex, 1 attribute, 8 elements
Defined:
locally within RegulatoryReportingStatusMessage complexType; see XML source
tradeIdentifier (in requestRegulatoryReportingStatus)
identifies the affected trade
Type:
PartyTradeIdentifier
Content:
complex, 1 attribute, 8 elements
Defined:
locally within RequestRegulatoryReportingStatusMessage complexType; see XML source
withdrawn
The date and time the public report was withdrawn from the public tape.
Type:
xsd:dateTime
Content:
simple
Defined:
locally within PublicDissemination complexType; see XML source
Complex Type Summary
ApplicableRegulations
Speccifies the list ofregulations the trade is subject to reporting.
Content:
complex, 1 element
Defined:
globally; see XML source
Includes:
definition of 1 element
Used:
at 1 location
DisseminationId
The data type used for dissemination identifiers.
Content:
simple, 2 attributes
Defined:
globally; see XML source
Includes:
definitions of 2 attributes
Used:
at 1 location
PublicDissemination
Information related to the public dissemination.
Content:
complex, 4 elements
Defined:
globally; see XML source
Includes:
definitions of 4 elements
Used:
at 1 location
RegulationName
An identifier of a regulation used for regulatory reporting, for example CFTC_PART43, CFTC_PART45, CSA_2013, etc.
Content:
simple, 1 attribute
Defined:
globally; see XML source
Includes:
definition of 1 attribute
Used:
at 4 locations
RegulatorApplicability
Speccifies the trade is subject to this regulation.
Content:
complex, 4 elements
Defined:
globally; see XML source
Includes:
definitions of 2 elements
Used:
at 1 location
RegulatorReportingStatusCode
A type that can be used to identify the reporting status of a transaction.
Content:
simple, 1 attribute
Defined:
globally; see XML source
Includes:
definition of 1 attribute
Used:
at 1 location
RegulatoryReportingStatusMessage
A type defining message that can be used for returning the regulatory reporting status of a trade.
Content:
complex, 3 attributes, 4 elements
Defined:
globally; see XML source
Includes:
definitions of 4 elements
Used:
at 1 location
ReportingStatus
Content:
complex, 8 elements
Defined:
globally; see XML source
Includes:
definitions of 8 elements
Used:
at 3 locations
RequestRegulatoryReportingStatusMessage
Content:
complex, 3 attributes, 6 elements
Defined:
globally; see XML source
Includes:
definitions of 5 elements
Used:
at 1 location
Element Group Summary
ReportingAndCounterParty.model
Model group that references the reporting party and counterparty.
Content:
2 elements
Defined:
globally; see XML source
Includes:
definitions of 2 elements
Used:
at 1 location
XML Source
<?xml version="1.0" encoding="utf-8"?>
<!--
== Copyright (c) 2022-2024 All rights reserved.
== Financial Products Markup Language is subject to the FpML public license.
== A copy of this license is available at http://www.fpml.org/license/license.html
-->
<xsd:schema attributeFormDefault="unqualified" ecore:documentRoot="FpML" ecore:nsPrefix="trnsp" ecore:package="org.fpml.transparency" elementFormDefault="qualified" targetNamespace="http://www.fpml.org/FpML-5/transparency" version="$Revision: 7629 $" xmlns="http://www.fpml.org/FpML-5/transparency" xmlns:dsig="http://www.w3.org/2000/09/xmldsig#" xmlns:ecore="http://www.eclipse.org/emf/2002/Ecore" xmlns:fpml-annotation="http://www.fpml.org/annotation" xmlns:xsd="http://www.w3.org/2001/XMLSchema">
<xsd:include schemaLocation="fpml-msg-5-13.xsd"/>
<xsd:complexType name="ApplicableRegulations">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Speccifies the list ofregulations the trade is subject to reporting.
</xsd:documentation>
</xsd:annotation>
<xsd:sequence>
<xsd:element maxOccurs="unbounded" name="regulatorApplicability" type="RegulatorApplicability"/>
</xsd:sequence>
</xsd:complexType>
<xsd:complexType name="DisseminationId">
<xsd:annotation>
<xsd:documentation xml:lang="en">The data type used for dissemination identifiers.</xsd:documentation>
</xsd:annotation>
<xsd:simpleContent>
<xsd:extension base="NonEmptyScheme">
<xsd:attribute name="id" type="xsd:ID"/>
<xsd:attribute name="disseminationIdScheme" type="NonEmptyURI" use="optional"/>
</xsd:extension>
</xsd:simpleContent>
</xsd:complexType>
<xsd:complexType name="PublicDissemination">
<xsd:annotation>
<xsd:documentation>Information related to the public dissemination.</xsd:documentation>
</xsd:annotation>
<xsd:sequence>
<xsd:element minOccurs="0" name="disseminationId" type="DisseminationId">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Specifies the disseminationId used for public reporting.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:choice>
<xsd:element minOccurs="0" name="publicationTime" type="xsd:dateTime">
<xsd:annotation>
<xsd:documentation xml:lang="en">
The date and time the public report was disseminated.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="projectedTime" type="xsd:dateTime">
<xsd:annotation>
<xsd:documentation xml:lang="en">
The date and time the public report is projected to be disseminated.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
</xsd:choice>
<xsd:element minOccurs="0" name="withdrawn" type="xsd:dateTime">
<xsd:annotation>
<xsd:documentation xml:lang="en">
The date and time the public report was withdrawn from the public tape.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
</xsd:sequence>
</xsd:complexType>
<xsd:complexType name="RegulationName">
<xsd:annotation>
<xsd:documentation xml:lang="en">
An identifier of a regulation used for regulatory reporting, for example CFTC_PART43, CFTC_PART45, CSA_2013, etc.
</xsd:documentation>
</xsd:annotation>
<xsd:simpleContent>
<xsd:extension base="Scheme">
<xsd:attribute name="regulationNameScheme" type="NonEmptyURI"/>
</xsd:extension>
</xsd:simpleContent>
</xsd:complexType>
<xsd:complexType name="RegulatorApplicability">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Speccifies the trade is subject to this regulation.
</xsd:documentation>
</xsd:annotation>
<xsd:sequence>
<xsd:element minOccurs="0" name="supervisoryBody" type="xsd:token"/>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="regulation" type="RegulationName"/>
<xsd:group minOccurs="0" ref="ReportingAndCounterParty.model">
<xsd:annotation>
<xsd:documentation>
Use the reportingParty, counterParty references at the root of the message to identify the reporting party and counterparty. If the same message is going to multiple regulators and they will have different roles, the roles can be overridden at the regulator-level (if they differ from the roles specified at the root of the message)
</xsd:documentation>
</xsd:annotation>
</xsd:group>
</xsd:sequence>
</xsd:complexType>
<xsd:complexType name="RegulatorReportingStatusCode">
<xsd:annotation>
<xsd:documentation xml:lang="en">
A type that can be used to identify the reporting status of a transaction. Examples include FullyReported, ReportedWithWarnings, NotReported, etc.
</xsd:documentation>
</xsd:annotation>
<xsd:simpleContent>
<xsd:extension base="Scheme">
<xsd:attribute default="http://www.fpml.org/coding-scheme/reporting-status" name="reportingStatusScheme" type="NonEmptyURI"/>
</xsd:extension>
</xsd:simpleContent>
</xsd:complexType>
<xsd:complexType name="RegulatoryReportingStatusMessage">
<xsd:annotation>
<xsd:documentation xml:lang="en">
A type defining message that can be used for returning the regulatory reporting status of a trade.
</xsd:documentation>
</xsd:annotation>
<xsd:complexContent>
<xsd:extension base="Message">
<xsd:sequence>
<xsd:element minOccurs="0" name="header" type="ResponseMessageHeader">
<xsd:annotation>
<xsd:documentation xml:lang="en">Standard FpML message header</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="tradeIdentifier" type="PartyTradeIdentifier">
<xsd:annotation>
<xsd:documentation>identifies the affected trade</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="reportingStatus" type="ReportingStatus">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Information about how the position is being reported to regulators.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="party" type="Party">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Reference information about parties, business units, and persons involed in the trade.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
</xsd:sequence>
</xsd:extension>
</xsd:complexContent>
</xsd:complexType>
<xsd:complexType name="ReportingStatus">
<xsd:annotation/>
<xsd:sequence>
<xsd:element minOccurs="0" name="regimeName" type="ReportingRegimeName">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Identifies the reporting regime under which this data is reported. For example, Dodd-Frank, EMIR, MiFID, HongKongOTCDRepository, ODRF
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element name="supervisoryBody" type="SupervisoryBody">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Identifies the specific regulator or other supervisory body for which this data is produced. For example, CFTC, SEC, UKFSA, ODRF, SFC, ESMA.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="regulation" type="RegulationName">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Identifies the reporting regime under which this data is reported. For example, Dodd-Frank, EMIR, MiFID, HongKongOTCDRepository, ODRF
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="reportingRole" type="ReportingRole">
<xsd:annotation>
<xsd:documentation xml:lang="en">
&gt;Identifies the role of this party in reporting this trade for this regulator; roles could include ReportingParty and Voluntary reporting.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="reportingPurpose" type="ReportingPurpose">
<xsd:annotation>
<xsd:documentation xml:lang="en">
The reason this message is being sent, for example Snapshot, PET, Confirmation, RealTimePublic.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element name="status" type="RegulatorReportingStatusCode">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Describes the extent to which this trade is being reported to the regime (e.g. Not reported, reported with warnings, fully reported).
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="publicDissemination" type="PublicDissemination">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Describes the extent to which this trade is being reported to the regime (e.g. Not reported, reported with warnings, fully reported).
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="reason" type="Reason">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Used to describe and validation errors or warnings associated with the message for the regime.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
</xsd:sequence>
</xsd:complexType>
<xsd:annotation/>
<xsd:complexContent>
<xsd:extension base="AddressedMessage">
<xsd:sequence>
<xsd:element maxOccurs="4" minOccurs="0" name="onBehalfOf" type="OnBehalfOf">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Indicates which party (or parties) (and accounts) a trade or event is being processed for. Normally there will only be a maximum of 2 parties, but in the case of a novation there could be a transferor, transferee, remaining party, and other remaining party. Also, in the context of a trade package there could be several parties for which limit check is requested, necessitating multiple onBehalfOf elements. Except for these cases, there should be no more than two onBehalfOf references in a message.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="tradeIdentifier" type="PartyTradeIdentifier">
<xsd:annotation>
<xsd:documentation>identifies the affected trade</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="primaryAssetClass" type="AssetClass">
<xsd:annotation>
<xsd:documentation>The asset class of the underlying product.</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="relatedParty" type="RelatedParty"/>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="party" type="Party">
<xsd:annotation>
<xsd:documentation>The supporting party definitions.</xsd:documentation>
</xsd:annotation>
</xsd:element>
</xsd:sequence>
</xsd:extension>
</xsd:complexContent>
</xsd:complexType>
<xsd:annotation>
<xsd:documentation xml:lang="en">
Used to report the status of reporting on a trade to any regulators.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:annotation>
<xsd:documentation xml:lang="en">
Used to request the status of reporting on a trade to any regulators.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:annotation>
<xsd:documentation xml:lang="en">
Model group that references the reporting party and counterparty.
</xsd:documentation>
</xsd:annotation>
<xsd:sequence>
<xsd:element minOccurs="0" name="reportingPartyReference" type="PartyReference">
<xsd:annotation>
<xsd:documentation xml:lang="en">A reference to the reporting party.</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="counterPartyReference" type="PartyReference">
<xsd:annotation>
<xsd:documentation xml:lang="en">A reference to the reporting party.</xsd:documentation>
</xsd:annotation>
</xsd:element>
</xsd:sequence>
</xsd:group>
</xsd:schema>
XML schema documentation generated with FlexDoc/XML 1.12.2 using FlexDoc/XML XSDDoc 2.9.1 template set. All XSD diagrams generated by FlexDoc/XML DiagramKit.