complexType "FacilityExecutionExceptionDeclaration"
Namespace:
http://www.fpml.org/FpML-5/confirmation
Content:
complex, 4 elements
Defined:
globally in fpml-doc-5-13.xsd; see XML source
Includes:
definitions of 4 elements
Used:
at 1 location
Component Diagram
XML Representation Summary
<...>
   
Content: 
reason*, organizationCharacteristic*, transactionCharacteristic*, supervisorRegistration*
</...>
Content Model Elements (4):
organizationCharacteristic (in mandatoryFacilityExecutionExceptionDeclaration),
reason (in mandatoryFacilityExecutionExceptionDeclaration),
supervisorRegistration (in mandatoryFacilityExecutionExceptionDeclaration),
transactionCharacteristic (in mandatoryFacilityExecutionExceptionDeclaration)
All Direct / Indirect Based Elements (1):
mandatoryFacilityExecutionExceptionDeclaration
Known Usage Locations
Annotation
Provides supporting evidence when a party invoked exception to not execute the trade on facility such as SEF and DCM even though the particular product is mandated to execute on a SEF.
XML Source (w/o annotations (5); see within schema source)
<xsd:complexType name="FacilityExecutionExceptionDeclaration">
<xsd:sequence>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="reason" type="Token"/>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="organizationCharacteristic" type="OrganizationCharacteristic"/>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="transactionCharacteristic" type="TransactionCharacteristic"/>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="supervisorRegistration" type="SupervisorRegistration"/>
</xsd:sequence>
</xsd:complexType>
Content Element Detail (all declarations; defined within this component only; 4/4)
organizationCharacteristic
Type:
OrganizationCharacteristic, simple content
Allows the organization to specify which categories or characteristics apply to it for end-user exception determination. Examples include "FinancialEntity", "CaptiveFinanceUnit", "BoardOfDirectorsApproval".
Simple Content
xsd:normalizedString
maxLength:
255
minLength:
0
XML Source (w/o annotations (1); see within schema source)
<xsd:element maxOccurs="unbounded" minOccurs="0" name="organizationCharacteristic" type="OrganizationCharacteristic"/>
reason
Type:
Token, simple content
Reason for not executing the trade on SEF or other facility.
Simple Content
xsd:token
minLength:
0
XML Source (w/o annotations (1); see within schema source)
<xsd:element maxOccurs="unbounded" minOccurs="0" name="reason" type="Token"/>
supervisorRegistration
Type:
SupervisorRegistration, complex content
Allows the organization to specify which if any relevant regulators it is registered with, and if so their identification number. For example, it could specify that it is SEC registered and provide its Central Index Key.
XML Source (w/o annotations (1); see within schema source)
<xsd:element maxOccurs="unbounded" minOccurs="0" name="supervisorRegistration" type="SupervisorRegistration"/>
transactionCharacteristic
Type:
TransactionCharacteristic, simple content
Allows the relevant transaction level categories or characteristics to be recorded for end-user exception determination. Examples include "BoardOfDirectorsApproval", "HedgesCommercialRisk".
Simple Content
xsd:normalizedString
maxLength:
255
minLength:
0
XML Source (w/o annotations (1); see within schema source)
<xsd:element maxOccurs="unbounded" minOccurs="0" name="transactionCharacteristic" type="TransactionCharacteristic"/>
XML schema documentation generated with FlexDoc/XML 1.12.2 using FlexDoc/XML XSDDoc 2.9.1 template set. All XSD diagrams generated by FlexDoc/XML DiagramKit.