complexType "OptionExercise"

Namespace:	http://www.fpml.org/FpML-5/confirmation
Content:	complex, 24 elements
Defined:	globally in fpml-business-events-5-13.xsd; see XML source
Includes:	definitions of 13 elements
Used:	at 6 locations

Component Diagram

XML Representation Summary

<...>

Content:

</...>

Content Model Elements (24):

cashSettlement (defined in OptionExercise complexType),

clearingInstructions (defined in OptionExercise complexType),

eventIdentifier (defined in AbstractEvent complexType),

exerciseAction,

exerciseDate,

exerciseInNotionalAmount (defined in OptionExerciseAmount.model group),

exerciseInNumberOfOptions (defined in OptionExerciseAmount.model group),

exerciseInNumberOfUnits (defined in OptionExerciseAmount.model group),

exerciseSide (defined in OptionExercise complexType),

exerciseTime,

exerciseTiming,

expiry (defined in OptionExerciseAmount.model group),

fullExercise,

optionBuyer,

optionSeller,

originalTrade (defined in OptionExercise complexType),

outstandingNotionalAmount (defined in OptionExerciseAmount.model group),

outstandingNumberOfOptions (defined in OptionExerciseAmount.model group),

outstandingNumberOfUnits (defined in OptionExerciseAmount.model group),

payment (defined in OptionExercise complexType),

physicalSettlement (defined in OptionExercise complexType),

settlementType (defined in OptionExercise complexType),

specifiedExercise,

tradeIdentifier (defined in OptionExercise complexType)

All Direct / Indirect Based Elements (6):

optionExercise (defined in OptionsEventsBase.model group),

optionExercise (in executionRetracted),

optionExercise (in requestConfirmation),

optionExercise (in requestConfirmationRetracted),

optionExercise (in requestExecution),

optionExercise (in requestExecutionRetracted)

Known Usage Locations

As direct type of elements (6):

optionExercise (defined in OptionsEventsBase.model group),

optionExercise (in executionRetracted),

optionExercise (in requestConfirmation),

optionExercise (in requestConfirmationRetracted),

optionExercise (in requestExecution),

optionExercise (in requestExecutionRetracted)

Annotation

A structure describing an option exercise. The OptionExercise type supports partial exercise (specify the number of options or amount to exercise), full exercise (use fullExercise flag), as well as the option to request options not to be exercised.

Type Definition Detail

Type Derivation Tree

AbstractEvent (extension)

OptionExercise

XML Source (w/o annotations (2); see within schema source)

<xsd:complexType name="OptionExercise">

<xsd:complexContent>

<xsd:extension base="AbstractEvent">

<xsd:sequence>

<xsd:element minOccurs="0" name="optionSeller" type="PartyReference"/>

<xsd:element minOccurs="0" name="optionBuyer" type="PartyReference"/>

<xsd:choice>

<xsd:element name="originalTrade" type="Trade"/>

<xsd:element maxOccurs="unbounded" name="tradeIdentifier" type="PartyTradeIdentifier"/>

</xsd:choice>

<xsd:choice>

<xsd:sequence>

<xsd:element minOccurs="0" name="exerciseDate" type="xsd:date"/>

<xsd:element minOccurs="0" name="exerciseTime" type="xsd:time"/>

</xsd:sequence>

<xsd:element name="exerciseTiming" type="ExerciseTimingEnum"/>

</xsd:choice>

<xsd:group ref="OptionExerciseAmount.model"/>

<xsd:element minOccurs="0" name="exerciseSide" type="ExerciseSideEnum"/>

<xsd:choice minOccurs="0">

<xsd:element name="settlementType" type="SettlementTypeEnum"/>

<xsd:element name="cashSettlement" type="SimplePayment"/>

<xsd:element name="physicalSettlement" type="PhysicalSettlement"/>

</xsd:choice>

<xsd:element minOccurs="0" name="payment" type="NonNegativePayment"/>

<xsd:element minOccurs="0" name="clearingInstructions" type="ClearingInstructions"/>

</xsd:sequence>

</xsd:extension>

</xsd:complexContent>

</xsd:complexType>

Content Element Detail (all declarations; defined within this component only; 13/24)

cashSettlement

Type:

SimplePayment, complex content

XML Source (see within schema source)

<xsd:element name="cashSettlement" type="SimplePayment"/>

clearingInstructions

Type:

ClearingInstructions, complex content

XML Source (see within schema source)

<xsd:element minOccurs="0" name="clearingInstructions" type="ClearingInstructions"/>

exerciseDate

Type:

xsd:date, predefined, simple content

XML Source (see within schema source)

<xsd:element minOccurs="0" name="exerciseDate" type="xsd:date"/>

exerciseSide

Type:

ExerciseSideEnum, simple content

Simple Content

("Put" | "Call") | ("Payer" | "Receiver")

XML Source (see within schema source)

<xsd:element minOccurs="0" name="exerciseSide" type="ExerciseSideEnum"/>

exerciseTime

Type:

xsd:time, predefined, simple content

XML Source (see within schema source)

<xsd:element minOccurs="0" name="exerciseTime" type="xsd:time"/>

exerciseTiming

Type:

ExerciseTimingEnum, simple content

Simple Content

enumeration of xsd:token

Enumeration:

"Immediate"	-	Perform the requested exercise behavior immediately on receipt of the request. See: http://www.FpML.org
"OnExpiration"	-	Perform the requested exercise behavior at the expiration of the option. See: http://www.FpML.org

XML Source (see within schema source)

<xsd:element name="exerciseTiming" type="ExerciseTimingEnum"/>

optionBuyer

Type:

PartyReference, empty content

XML Source (see within schema source)

<xsd:element minOccurs="0" name="optionBuyer" type="PartyReference"/>

optionSeller

Type:

PartyReference, empty content

XML Source (see within schema source)

<xsd:element minOccurs="0" name="optionSeller" type="PartyReference"/>

originalTrade

Type:

Trade, complex content

Fully describes the original trade (prior to the exercise).

XML Source (w/o annotations (1); see within schema source)

<xsd:element name="originalTrade" type="Trade"/>

payment

Type:

NonNegativePayment, complex content

XML Source (see within schema source)

<xsd:element minOccurs="0" name="payment" type="NonNegativePayment"/>

physicalSettlement

Type:

PhysicalSettlement, complex content

XML Source (see within schema source)

<xsd:element name="physicalSettlement" type="PhysicalSettlement"/>

settlementType

Type:

SettlementTypeEnum, simple content

Simple Content

enumeration of xsd:token

Enumeration:

"Cash"	-	The intrinsic value of the option will be delivered by way of a cash settlement amount determined, (i) by reference to the differential between the strike price and the settlement price; or (ii) in accordance with a bilateral agreement between the parties See: http://www.FpML.org
"Physical"	-	The securities underlying the transaction will be delivered by (i) in the case of a call, the seller to the buyer, or (ii) in the case of a put, the buyer to the seller versus a settlement amount equivalent to the strike price per share See: http://www.FpML.org
"Election"	-	Allow Election of either Cash or Physical settlement See: http://www.FpML.org
"CashOrPhysical"	-	Allow use of either Cash or Physical settlement without prior Election See: http://www.FpML.org

XML Source (see within schema source)

<xsd:element name="settlementType" type="SettlementTypeEnum"/>

tradeIdentifier

Type:

PartyTradeIdentifier, complex content

XML Source (see within schema source)

<xsd:element maxOccurs="unbounded" name="tradeIdentifier" type="PartyTradeIdentifier"/>

XML schema documentation generated with FlexDoc/XML 1.12.2 using FlexDoc/XML XSDDoc 2.9.1 template set. All XSD diagrams generated by FlexDoc/XML DiagramKit.