XML Schema "fpml-transparency-processes-5-13.xsd"
Target Namespace:
http://www.fpml.org/FpML-5/transparency
Version:
$Revision: 7629 $
Defined Components:
elements (8 global + 42 local), complexTypes (8)
Default Namespace-Qualified Form:
Local Elements: qualified; Local Attributes: unqualified
Schema Location:
c:\init\trunk\xml\transparency\fpml-transparency-processes-5-13.xsd; see XML source
Includes Schemas (1):
fpml-recordkeeping-processes-5-13.xsd [src]
Included in Schemas (1):
fpml-main-5-13.xsd [src]
All Element Summary
additionalData (in publicDisclosureAcknowledgement)
Type:
AdditionalData
Content:
complex, 5 elements
Defined:
locally within PublicDisclosureAcknowledgement complexType; see XML source
applicableRegulations
All the regulator that applies to this trade.
Type:
ApplicableRegulations
Content:
complex, 1 element
Defined:
locally within PublicDisclosure complexType; see XML source
cancellation (in cftc_part43_2012)
Type:
xsd:boolean
Content:
simple
Defined:
locally within PublicReporting.Part43_2012 complexType; see XML source
cancellation (in cftc_part43_2019)
Type:
xsd:boolean
Content:
simple
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
cftc_part43_2012
Type:
PublicReporting.Part43_2012
Content:
complex, 7 elements
Defined:
locally within PublicRegulationDetails complexType; see XML source
cftc_part43_2019
Type:
PublicReporting.Part43_2019
Content:
complex, 13 elements
Defined:
locally within PublicRegulationDetails complexType; see XML source
cleared (in cftc_part43_2012)
Type:
xsd:token
Content:
simple
Defined:
locally within PublicReporting.Part43_2012 complexType; see XML source
cleared (in cftc_part43_2019)
Type:
xsd:token
Content:
simple
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
clearingService
Type:
PartyReference
Content:
empty, 1 attribute
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
collateralizationType (in cftc_part43_2012)
Type:
CollateralizationType
Content:
simple, 1 attribute
Defined:
locally within PublicReporting.Part43_2012 complexType; see XML source
collateralizationType (in cftc_part43_2019)
Type:
CollateralizationType
Content:
simple, 1 attribute
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
disseminationId (in cftc_part43_2019)
Type:
xsd:token
Content:
simple
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
disseminationTime
Type:
xsd:dateTime
Content:
simple
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
endUserException (in cftc_part43_2019)
Type:
xsd:boolean
Content:
simple
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
eventId (in publicDisclosure)
A unique event identifier.
Type:
EventId
Content:
simple, 2 attributes
Defined:
locally within PublicDisclosure complexType; see XML source
eventIdentifier (in publicExecutionReportRetracted)
Individual parties should only use a single event identifier to identify a retraction.
Type:
BusinessEventIdentifier
Content:
complex, 1 attribute, 2 elements
Defined:
locally within PublicExecutionReportRetracted complexType; see XML source
eventTimestamp
When the reported event happened.
Type:
xsd:dateTime
Content:
simple
Defined:
locally within PublicDisclosure complexType; see XML source
eventType
A structured code indicating the event type.
Type:
EventTaxonomy
Content:
simple, 1 attribute
Defined:
locally within PublicDisclosure complexType; see XML source
executionVenueType (in cftc_part43_2012)
Type:
ExecutionVenueType
Content:
simple, 1 attribute
Defined:
locally within PublicReporting.Part43_2012 complexType; see XML source
executionVenueType (in cftc_part43_2019)
Type:
ExecutionVenueType
Content:
simple, 1 attribute
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
header (in publicDisclosureAcknowledgement)
Standard FpML message header
Type:
ResponseMessageHeader
Content:
complex, 10 elements
Defined:
locally within PublicDisclosureAcknowledgement complexType; see XML source
isCorrection (in publicDisclosure)
Indicates if this message corrects an earlier submission.
Type:
xsd:boolean
Content:
simple
Defined:
locally within PublicDisclosure complexType; see XML source
largeSizeTrade (in cftc_part43_2012)
Type:
xsd:boolean
Content:
simple
Defined:
locally within PublicReporting.Part43_2012 complexType; see XML source
largeSizeTrade (in cftc_part43_2019)
Type:
xsd:boolean
Content:
simple
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
nonStandardTerms (in cftc_part43_2012)
Type:
xsd:boolean
Content:
simple
Defined:
locally within PublicReporting.Part43_2012 complexType; see XML source
nonStandardTerms (in cftc_part43_2019)
Type:
xsd:boolean
Content:
simple
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
offMarketPrice (in cftc_part43_2012)
Indicates that the price does not reflect the current market.
Type:
xsd:boolean
Content:
simple
Defined:
locally within PublicReporting.Part43_2012 complexType; see XML source
onBehalfOf (in publicDisclosure)
Indicates which party (or parties) (and accounts) a trade or event is being processed for.
Type:
OnBehalfOf
Content:
complex, 2 elements
Defined:
locally within PublicDisclosure complexType; see XML source
originalDisseminationId
Type:
xsd:token
Content:
simple
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
pacakageWithNonReportableComponent
Type:
xsd:boolean
Content:
simple
Defined:
locally within PublicPackageInfo complexType; see XML source
packageIdentifier (in packageInfo)
Type:
IssuerTradeId
Content:
complex, 2 elements
Defined:
locally within PublicPackageInfo complexType; see XML source
packageInfo
Type:
PublicPackageInfo
Content:
complex, 2 elements
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
party (in publicDisclosure)
The supporting party definitions.
Type:
Party
Content:
complex, 1 attribute, 13 elements
Defined:
locally within PublicDisclosure complexType; see XML source
party (in publicDisclosureAcknowledgement)
Reference information about parties, business units, and persons involed in the trade.
Type:
Party
Content:
complex, 1 attribute, 13 elements
Defined:
locally within PublicDisclosureAcknowledgement complexType; see XML source
postPricedIndicator (in cftc_part43_2019)
Type:
xsd:boolean
Content:
simple
Defined:
locally within PublicReporting.Part43_2019 complexType; see XML source
primaryAssetClass (in publicExecutionReportRetracted)
Type:
AssetClass
Content:
simple, 1 attribute
Defined:
locally within PublicExecutionReportRetracted complexType; see XML source
publicDisclosure
Type:
PublicDisclosure
Content:
complex, 3 attributes, 15 elements
Defined:
globally; see XML source
Used:
never
publicDisclosureAcknowledgement
Type:
PublicDisclosureAcknowledgement
Content:
complex, 3 attributes, 5 elements
Defined:
globally; see XML source
Used:
never
publicDisclosureException
Type:
RegulatoryReportingException
Content:
complex, 3 attributes, 3 elements
Defined:
globally; see XML source
Used:
never
publicDisclosureWithdrawal
Type:
RegulatoryWithdrawal
Content:
complex, 3 attributes, 9 elements
Defined:
globally; see XML source
Used:
never
publicExecutionReport
Type:
PublicExecutionReport
Content:
complex, 3 attributes, 18 elements
Defined:
globally; see XML source
Used:
never
publicExecutionReportAcknowledgement
Type:
Acknowledgement
Content:
complex, 3 attributes, 8 elements
Defined:
globally; see XML source
Used:
never
publicExecutionReportException
Type:
Exception
Content:
complex, 3 attributes, 6 elements
Defined:
globally; see XML source
Used:
never
publicExecutionReportRetracted
Type:
PublicExecutionReportRetracted
Content:
complex, 3 attributes, 19 elements
Defined:
globally; see XML source
Used:
never
quote (in publicDisclosure)
Pricing information for the trade.
Type:
BasicQuotation
Content:
complex, 1 attribute, 15 elements
Defined:
locally within PublicDisclosure complexType; see XML source
regulationSpecificInformation
All the regulations that this trade should be reported under.
Type:
PublicRegulationDetails
Content:
complex, 2 elements
Defined:
locally within PublicDisclosure complexType; see XML source
reportingStatus (in publicDisclosureAcknowledgement)
Information about how the position is being reported to regulators.
Type:
ReportingStatus
Content:
complex, 8 elements
Defined:
locally within PublicDisclosureAcknowledgement complexType; see XML source
trade (in publicDisclosure)
The revised state of the trade or its final state for a lifecycle ending event
Type:
Trade
Content:
complex, 1 attribute, 3 elements
Defined:
locally within PublicDisclosure complexType; see XML source
tradeIdentifier (in publicDisclosureAcknowledgement)
identifies the affected trade
Type:
PartyTradeIdentifier
Content:
complex, 1 attribute, 8 elements
Defined:
locally within PublicDisclosureAcknowledgement complexType; see XML source
tradeIdentifier (in publicExecutionReportRetracted)
Type:
PartyTradeIdentifier
Content:
complex, 1 attribute, 8 elements
Defined:
locally within PublicExecutionReportRetracted complexType; see XML source
Complex Type Summary
PublicDisclosure
Content:
complex, 3 attributes, 15 elements
Defined:
globally; see XML source
Includes:
definitions of 10 elements
Used:
at 1 location
PublicDisclosureAcknowledgement
A type defining an acknowledgement to a regulatory reporting submission, e.g. regulatoryDisclosure or regulatoryWithdrawal.
Content:
complex, 3 attributes, 5 elements
Defined:
globally; see XML source
Includes:
definitions of 5 elements
Used:
at 1 location
PublicExecutionReport
Content:
complex, 3 attributes, 18 elements
Defined:
globally; see XML source
Used:
at 1 location
PublicExecutionReportRetracted
Content:
complex, 3 attributes, 19 elements
Defined:
globally; see XML source
Includes:
definitions of 3 elements
Used:
at 1 location
PublicPackageInfo
Content:
complex, 2 elements
Defined:
globally; see XML source
Includes:
definitions of 2 elements
Used:
at 1 location
PublicRegulationDetails
Content:
complex, 2 elements
Defined:
globally; see XML source
Includes:
definitions of 2 elements
Used:
at 1 location
PublicReporting.Part43_2012
Content:
complex, 7 elements
Defined:
globally; see XML source
Includes:
definitions of 7 elements
Used:
at 1 location
PublicReporting.Part43_2019
Content:
complex, 13 elements
Defined:
globally; see XML source
Includes:
definitions of 13 elements
Used:
at 1 location
XML Source
<?xml version="1.0" encoding="utf-8"?>
<!--
== Copyright (c) 2022-2024 All rights reserved.
== Financial Products Markup Language is subject to the FpML public license.
== A copy of this license is available at http://www.fpml.org/license/license.html
-->
<xsd:schema attributeFormDefault="unqualified" ecore:documentRoot="FpML" ecore:nsPrefix="trnsp" ecore:package="org.fpml.transparency" elementFormDefault="qualified" targetNamespace="http://www.fpml.org/FpML-5/transparency" version="$Revision: 7629 $" xmlns="http://www.fpml.org/FpML-5/transparency" xmlns:dsig="http://www.w3.org/2000/09/xmldsig#" xmlns:ecore="http://www.eclipse.org/emf/2002/Ecore" xmlns:fpml-annotation="http://www.fpml.org/annotation" xmlns:xsd="http://www.w3.org/2001/XMLSchema">
<xsd:include schemaLocation="fpml-recordkeeping-processes-5-13.xsd"/>
<xsd:complexType name="PublicDisclosure">
<xsd:annotation/>
<xsd:complexContent>
<xsd:extension base="AddressedMessage">
<xsd:sequence>
<xsd:element minOccurs="0" name="isCorrection" type="xsd:boolean">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Indicates if this message corrects an earlier submission. If true, the recipient is directed to record information about the most recent lifecycle event affecting the trade as a correction of the previous submission, rather than as a new lifecycle event.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element maxOccurs="4" minOccurs="0" name="onBehalfOf" type="OnBehalfOf">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Indicates which party (or parties) (and accounts) a trade or event is being processed for. Normally there will only be a maximum of 2 parties, but in the case of a novation there could be a transferor, transferee, remaining party, and other remaining party. Also, in the context of a trade package there could be several parties for which limit check is requested, necessitating multiple onBehalfOf elements. Except for these cases, there should be no more than two onBehalfOf references in a message.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="eventId" type="EventId">
<xsd:annotation>
<xsd:documentation>A unique event identifier.</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element name="eventType" type="EventTaxonomy">
<xsd:annotation>
<xsd:documentation>A structured code indicating the event type.</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element name="eventTimestamp" type="xsd:dateTime">
<xsd:annotation>
<xsd:documentation>When the reported event happened.</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:group minOccurs="0" ref="ReportingNotionalChange.model"/>
<xsd:element name="applicableRegulations" type="ApplicableRegulations">
<xsd:annotation>
<xsd:documentation>All the regulator that applies to this trade.</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="regulationSpecificInformation" type="PublicRegulationDetails">
<xsd:annotation>
<xsd:documentation>
All the regulations that this trade should be reported under.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element name="trade" type="Trade">
<xsd:annotation>
<xsd:documentation>
The revised state of the trade or its final state for a lifecycle ending event
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="quote" type="BasicQuotation">
<xsd:annotation>
<xsd:documentation>Pricing information for the trade.</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="party" type="Party">
<xsd:annotation>
<xsd:documentation>The supporting party definitions.</xsd:documentation>
</xsd:annotation>
</xsd:element>
</xsd:sequence>
</xsd:extension>
</xsd:complexContent>
</xsd:complexType>
<xsd:complexType name="PublicDisclosureAcknowledgement">
<xsd:annotation>
<xsd:documentation xml:lang="en">
A type defining an acknowledgement to a regulatory reporting submission, e.g. regulatoryDisclosure or regulatoryWithdrawal.
</xsd:documentation>
</xsd:annotation>
<xsd:complexContent>
<xsd:extension base="Message">
<xsd:sequence>
<xsd:element minOccurs="0" name="header" type="ResponseMessageHeader">
<xsd:annotation>
<xsd:documentation xml:lang="en">Standard FpML message header</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="tradeIdentifier" type="PartyTradeIdentifier">
<xsd:annotation>
<xsd:documentation>identifies the affected trade</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="reportingStatus" type="ReportingStatus">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Information about how the position is being reported to regulators.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="additionalData" type="AdditionalData"/>
<xsd:element maxOccurs="unbounded" minOccurs="0" name="party" type="Party">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Reference information about parties, business units, and persons involed in the trade.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
</xsd:sequence>
</xsd:extension>
</xsd:complexContent>
</xsd:complexType>
<xsd:complexType name="PublicExecutionReport">
<xsd:annotation/>
<xsd:complexContent>
<xsd:extension base="CorrectableRequestMessage">
<xsd:sequence>
<xsd:choice minOccurs="0">
<xsd:annotation/>
</xsd:choice>
<xsd:group minOccurs="0" ref="EventValuation.model"/>
<xsd:group minOccurs="0" ref="PartiesAndAccounts.model"/>
</xsd:sequence>
</xsd:extension>
</xsd:complexContent>
</xsd:complexType>
<xsd:complexType name="PublicExecutionReportRetracted">
<xsd:complexContent>
<xsd:extension base="NonCorrectableRequestMessage">
<xsd:sequence>
<xsd:choice minOccurs="0">
<xsd:group ref="TradingAndPostTradeEvents.model"/>
<xsd:sequence>
<xsd:element minOccurs="0" name="primaryAssetClass" type="AssetClass"/>
<xsd:element minOccurs="0" name="tradeIdentifier" type="PartyTradeIdentifier"/>
<xsd:element maxOccurs="2" minOccurs="0" name="eventIdentifier" type="BusinessEventIdentifier">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Individual parties should only use a single event identifier to identify a retraction. Platforms providing services on behalf of both parties in a transaction may provide event identifiers for both parties; in this case it is up to the recipient (the trade repository) to validate that the event IDs refer to the same event.
</xsd:documentation>
</xsd:annotation>
</xsd:element>
</xsd:sequence>
</xsd:choice>
<xsd:group minOccurs="0" ref="PartiesAndAccounts.model"/>
</xsd:sequence>
</xsd:extension>
</xsd:complexContent>
</xsd:complexType>
<xsd:complexType name="PublicPackageInfo">
<xsd:annotation/>
<xsd:sequence>
<xsd:element minOccurs="0" name="packageIdentifier" type="IssuerTradeId"/>
<xsd:element minOccurs="0" name="pacakageWithNonReportableComponent" type="xsd:boolean"/>
</xsd:sequence>
</xsd:complexType>
<xsd:complexType name="PublicRegulationDetails">
<xsd:annotation/>
<xsd:sequence>
<xsd:element minOccurs="0" name="cftc_part43_2012" type="PublicReporting.Part43_2012"/>
<xsd:element minOccurs="0" name="cftc_part43_2019" type="PublicReporting.Part43_2019"/>
</xsd:sequence>
</xsd:complexType>
<xsd:complexType name="PublicReporting.Part43_2012">
<xsd:annotation/>
<xsd:sequence>
<xsd:element minOccurs="0" name="cancellation" type="xsd:boolean"/>
<xsd:element minOccurs="0" name="cleared" type="xsd:token"/>
<xsd:element minOccurs="0" name="executionVenueType" type="ExecutionVenueType"/>
<xsd:element minOccurs="0" name="collateralizationType" type="CollateralizationType"/>
<xsd:element minOccurs="0" name="offMarketPrice" type="xsd:boolean">
<xsd:annotation>
<xsd:documentation xml:lang="en">
Indicates that the price does not reflect the current market. For example, in a credit trade where the two counterparties are not of equal credit standing, there is no initial margin and one party pays collateral to the other in the form of an add-on to the price (say a price that would otherwise be 100 at the market is struck at 105 to include the collateral, resulting in a very off-market looking price.)
</xsd:documentation>
</xsd:annotation>
</xsd:element>
<xsd:element minOccurs="0" name="largeSizeTrade" type="xsd:boolean"/>
<xsd:element minOccurs="0" name="nonStandardTerms" type="xsd:boolean"/>
</xsd:sequence>
</xsd:complexType>
<xsd:complexType name="PublicReporting.Part43_2019">
<xsd:annotation/>
<xsd:sequence>
<xsd:element minOccurs="0" name="cancellation" type="xsd:boolean"/>
<xsd:element minOccurs="0" name="cleared" type="xsd:token"/>
<xsd:element minOccurs="0" name="endUserException" type="xsd:boolean"/>
<xsd:element minOccurs="0" name="executionVenueType" type="ExecutionVenueType"/>
<xsd:element minOccurs="0" name="collateralizationType" type="CollateralizationType"/>
<xsd:element minOccurs="0" name="largeSizeTrade" type="xsd:boolean"/>
<xsd:element minOccurs="0" name="nonStandardTerms" type="xsd:boolean"/>
<xsd:element minOccurs="0" name="clearingService" type="PartyReference"/>
<xsd:element minOccurs="0" name="packageInfo" type="PublicPackageInfo"/>
<xsd:element minOccurs="0" name="disseminationTime" type="xsd:dateTime"/>
<xsd:element minOccurs="0" name="disseminationId" type="xsd:token"/>
<xsd:element minOccurs="0" name="originalDisseminationId" type="xsd:token"/>
<xsd:element minOccurs="0" name="postPricedIndicator" type="xsd:boolean"/>
</xsd:sequence>
</xsd:complexType>
<xsd:element name="publicExecutionReport" type="PublicExecutionReport"/>
<xsd:element name="publicExecutionReportException" type="Exception"/>
<xsd:element name="publicDisclosure" type="PublicDisclosure"/>
</xsd:schema>
XML schema documentation generated with FlexDoc/XML 1.12.2 using FlexDoc/XML XSDDoc 2.9.1 template set. All XSD diagrams generated by FlexDoc/XML DiagramKit.